A Need for ID
It's not hard to understand the need for security, and ID management has become
increasingly more important in the government sector.
Who’s who? Vouching for identity
The articles and conferences abound, the national press talks about it, even
my Grandma has heard about it - Identity theft is a mainstream concept. Whereas
the all encompassing phrase has become a bit clichéd, it just goes to show that
proving who we are along with safeguarding an individual or organization’s
assets has become a hot topic.
Although in the post 9/11 society it’s not hard to understand why security
and more specifically ID management have become increasingly important. The
drivers for its uptake have proved to be numerous, varied and often Industry-specific.
However, the over-riding goal within many companies, Federal agencies and other
organizations is ensuring that only authorized personnel gain access to their
buildings and IT networks.
A more secure ID badge
For many years proving your identity has been done through some form of ID
badge and the latest programs are no different, it’s just the badge itself that
has got a whole lot smarter.
Smart cards, which resemble plastic credit cards, are embedded with a computer
chip that permits an exchange of data with another system. The card can store
identity credentials such as passwords, encryption keys, digital photos, and
even biometric information (e.g. fingerprints). As the chip governs access to
PCs and networks, the system requires double authentication for access through
something you have – the card – and something you know – the PIN. In addition to
network access, smart cards can be used for physical access to buildings and
offices, making it possible to track where a person goes, based on clearances
through security checkpoints.
This ability to merge network and building security on a single device, has made
smart cards the de facto credential for identity management solutions for the
storage and processing of user credentials and authentication to secure
networks, applications, web servers, email communications, Internet
transactions, and more. They combine the privacy, integrity and authentication
functionalities provided by cryptographic algorithms with the simplicity,
portability and convenience of the ‘card’ form-factor.
What’s driving identification?
The biggest single driver for identity management and smart ID adoption in
the USA is the US Federal government. A large part of this is linked to a Bush
Administration mandate known as the Homeland Security Presidential Directive 12
(HSPD-12). Issued in August 27, 2004, HSPD-12 is a mandate to all federal
executive departments and agencies to issue “secure and reliable forms of
identification” to its employees and contractors. The initiative is part of a
broader effort to keep terrorists, criminals and other unauthorized people from
getting into federal buildings or hacking into computer systems. Beyond the HSPD
12 mandate other less mature programs such as Registered Traveler, First
Responder and Real ID are ensuring that the government is highly active in the
identity space.
However, the government is far from the only mover in protecting their assets
through better management of identities. Many commercial enterprises are looking
for ways to better protect their IT assets, restrict access to their buildings
and do away with weak passwords. Fortune 100 companies such as Boeing and IBM
have deployed companywide smart employees IDs, while the Healthcare industry has
seen deployments driven by the HIPAA, and large Pharmaceutical companies such as
Pfizer have turned to the technology as a response to the SAFE initiative.
In general the move is towards stronger authentication and the smart card
provides the means to get there. Moreover, it has become considerably easier to
integrate smart cards into the Windows environment used in most organizations,
and at the recent RSA show in San Jose, Mr. Bill Gates himself claimed that
passwords should become a thing of the past to be replaced by multi-factor
authentication using a smart card-like device.
The Government Push
The US government has a long history in secure IDs, and outside the GSM cell
phone industry it has been responsible for some of the biggest deployments of
smart cards in the country. In fact Federal chief information officers cite
information technology security and privacy as their most important – and
daunting – issue, according to a recent survey of CIOs across departments and
agencies by the IT Association of America.
Independent from the HSPD-12 directive, the Department of Defense’s Common
Access Card (CAC) program and the Department of Transportation’s TWIC
(Transportation Workers Identity Credential) project both demonstrated improved
security through smart card-based identity credential solutions.
The DoD’s CAC program is its biggest rollout to date, with over 4 million
smart badges to military personnel and contractors since 2000. This card is used
primarily for secure IT access with users inserting the card into a reader
attached to the PC, which reads the microprocessor chip in order to authenticate
the user with a PIN code or biometry (e.g. fingerprints).
The TWIC program was established by the TSA (Transportation Security
Administration) to improve security at seaports, airports, rail, pipeline,
trucking, and mass transit facilities by creating a nationwide credential that
will prevent unauthorized persons from gaining access to secure areas.
To date most ID initiatives such as CAC and TWIC have been agency-specific
using non-interoperable technology. Therefore, one of the objectives of the HSPD-12
mandate is to not only enhance the security but also create inter-agency
interoperability.
The HSPD-12 Opportunity
At the front-end of the U.S. Federal Government’s solution is an
interoperable multi-application smart card that will support a wide range of
government and agency-specific services. The goal is that each federal employee
will carry a single smart card, which they will use for multiple purposes –
identification, network and building access, travel, small purchases and other
financial and administration purposes.
Although no one has been able to put a total figure on the size of the
population to be covered by the HSPD-12 mandate, everyone concurs that it is
massive. In the first instance it will be rolled out to all Federal employees,
which is just north of 8 million people to equip. When contractors and other
initiatives such as First Responder are added into the equation, this figure
could easily double. Beyond this the general consensus is that this de facto
standard may be picked up by not only State and Local government but also
Industries who have close dealings with government, creating a huge potential
market.
A critical element of HSPD 12 is the development of the security standards
with which each agency needs to comply. Thus, in response to HSPD-12,
standardization agencies including National Institute of Standards (NIST) have
developed the Federal Information Processing Standard (FIPS) 201 which specifies
security and interoperability requirements of the solution. The FIPS 201
specifications do not just encompass the card itself, but the whole solution
needed to manage the users’ credentials throughout their employment and the
card’s lifecycle. This includes many complex elements such as user enrollment,
data capturing, card issuance and management etc. Needless to say this is
putting pressure on the deploying agencies, as well as the vendors expected to
deliver the products required by the roll-out deadline of October 2006.
Although analysts concur that the opportunity is huge, so are the
interoperability challenges. As a result any potential delay could be put down
to the sheer quantity of products that need to be certified, the integration
with legacy systems and the late publication of the biometric part of the
standard. However, the government has put great emphasis on this initiative and
better identification for their employees which is why even if it is delayed it
will surely be rolled-out sooner rather than later.
Beyond the Federal Space
So far there is no unique standard for ID management but many good solutions
are out there and private enterprise has not been slow in adopting them. Some of
the early adopters were those who frequently dealt with the government and
therefore wanted a way of providing better security, an example of this is
Boeing. This compounds the belief that HSPD-12 will start to spill over in these
sorts of industries as soon as the interoperable standard reaches its critical
mass.
However, the issue is not restricted to these sectors and has grown in
importance as macro-environmental issues such as terrorism and company
infiltration put pressure on organizations to safeguard their buildings and IT
systems. Hence, what used to be an issue for security and IT departments has now
become something that is decided leveling the boardroom, because a vulnerable
enterprise network is also an acute business risk.
Beyond the global security drive, companies are also finding other benefits
of a smart ID program in terms of reduced paperwork, fewer costs related to
password management and increased privacy. Two such industries that are already
taking advantage of these benefits are Pharmaceutical and Healthcare
Smart Healthcare in Denver
Similar to most large hospitals in the U.S., Denver Health has several
hundred workstations in strategic locations throughout its many facilities.
The system allows doctors, nurses and other staff to quickly and conveniently
access patient records. However, residents at the hospital no longer log onto
the computer network with a standard username and password. Instead, to
electronically access patient data they insert their personal smart card into a
card reader attached to a workstation, and enter a PIN (Personal Identification
Number). A digital certificate on the card authenticates an employee to the
network, and launches the applications they are authorized to access. When the
user pulls the card out of the reader, the system automatically logs them off
the network.
In addition to enhancing security and efficiency, Denver Health uses smart
cards to comply with the pending patient privacy requirements imposed by the
U.S. data security law known as “HIPAA” (Health Insurance Portability and
Accountability Act).
According to David Boone, Denver Health’s IT Services Manager, smart cards
were the most secure and efficient means of meeting the HIPAA requirements of
patient privacy. But Denver Health also envisioned that smart cards could help
them improve other aspects of our IT infrastructure, to make everyday activities
more efficient for their staff.
Uptake in the Fortune 100
When Pfizer, the world’s largest research-based pharmaceutical company wanted
to implement a secure electronic system for digital signatures and employee
network access, they too turned to a smart card-based solution.
Pfizer’s initial incentive to deploy smart card technology was to create a
platform for digital signatures. Given that the pharmaceutical industry is
highly regulated, there was a need to provide a consistent and industry-wide
method for managing and utilizing digital signatures as an alternative to wet
ones. In order to drive this initiative, Pfizer and several other pharmaceutical
companies joined forces to promote the development of an industry standard for
performing secure and non-repudiate transaction on the web. This project is
referred to as “SAFE” – Secure Access For Everyone.
With one single smart badge, Pfizer employees can now securely and
conveniently gain access to buildings and offices, as well as log onto corporate
networks and applications, and electronically sign emails and documents.
As a result of digital signing capabilities, Pfizer is able to drastically
cut down the costs associated with wet ones. Roughly estimated, every digital
signature utilized for regulatory and non-regulatory transactions eliminates the
costs of approximately $125 dollars required per wet signature - a significant
saving for any organization.
The relentless drive for increased security
All in all, the evident need for stronger protection of physical and logical
assets within private and federal organizations continues to drive the identity
management market forward. The risks and consequences associated with neglecting
IT infrastructure security are simply too big, which explains why companies are
investing accordingly.
In particular the US Federal Government’s spending linked to the HSPD 12
initiative is generating excitement and large investments. Furthermore, smart
cards continue to experience a boost in the corporate enterprise community. A
recent Frost & Sullivan report showed 100% awareness among those interviewed, an
extraordinary figure considering that only a few years ago most companies had
never heard of smart cards. Only time will tell if HSPD-12 becomes the over-riding
standard beyond the Federal space but one thing is for sure, IT & building
security has reached board level importance so watch out for more smart IDs in
the hands of US workers.
Article published in
Security Products magazine
May 2006
By
Tim Cawsey
Americas Communications Director
Gemplus Corp.
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